上海外资银行招聘

GF - AML Compliance Officer (ICG/Corporate Banking)

RESPONSIBILITIES

• Supports and assists Country AMLCO in the implementation of the Citi AML & Sanctions Policy, and the various Global AML Directives in the relevant Citi ICG business in China.
• Supervise and manage the ICG AML Compliance Team as well as carry out BAU activities as well as ICG Projects driven by Region/Global and/or by Country. Examples of BAU activities include, and are not limited to, SAR investigations, AML advisory, EDD, AML & Sanctions program review, management reporting, Compliance Monitoring, Regulatory reporting & survey and other AML & Sanctions related tasks.
• Ensures Citi’s adherence to applicable AML laws and regulations in China with the development and implementation of a business-specific Global/Regional/Country AML Program.
• Assist the respective businesses within the ICG to develop effective AML programs, including programs to provide AML training to appropriate personnel within the business.
• Collaborates closely with Technology and Operations on the implementation and management of effective policies and processes for the performance of KYC and AML monitoring, as well as the production of relevant AML metrics.
• Participates meaningfully in regional/country AML initiatives to enhance and/or improve AML controls in the relevant business and/or across China Citi businesses, as applicable.
• Provide support and guidance to members of the ICG AML Compliance Team on the Regional ICG and Country ICG AML Programs, as applicable.
• Provide advice and guidance to the ICG business in China on possible ML/TF risks, and on the prevention, detection and reporting of suspicious activity as required by Citi AML polices and applicable local law.
• Coordinates and consolidates timely, complete and accurate MIS/Dashboard reporting of China ICG-specific AML issues, and any other reports as may be required.
• Keeps abreast of new trends and developments in the field of AML/CTF, as well as of legal/regulatory changes.

• Strong verbal and written communication and presentation skill
• Strong interpersonal skills with ability to effectively interact with cross functional teams, management and front line associates
• Good planning and organization skills
• Good analytical, process management and implementation skills
• Comprehensive knowledge of Citi Global AML Policies and Control standards and policies, as well as the relevant Global ICG AML Program and policies
• Familiar with ML/TF typologies and risks associated with the relevant Citi business.
• Ability to interface and partner with Compliance/AML/Control/Technology/Operations and Business across countries
• Ability to multi-task and execute tasks with a sense of urgency and with the ultimate goal of delivering tasks on time.
• Independent and works with minimum supervision
• Proactive execution of priorities and goals
• Minimum 10 years in the financial services industry
• Minimum 3 years in Compliance and/or AML Compliance and/or legal, audit, risk management role